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Frances Chung-chien Chan

Nylife Securities LLC

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About Frances Chung-chien Chan

Frances Chan is a financial advisor with Nylife Securities LLC. Frances has been in the financial services industry since March 7, 2018. Frances is registered with the state of Pennsylvania. Frances is a Series 6 and Series 63 licensed professional. Frances has a Series SIE license. Frances specializes in helping individuals and families with their financial planning needs.

Firm Information

Frances Chan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frances Chan’s Registration & Firm History

PA

03/08/2018 - Present

Nylife Securities LLC (WAYNE PA)

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Licenses & Designations

BC

Issued 02/05/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frances Chung-chien Chan.
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