Unclaimed
Frances Chan is a financial advisor with Nylife Securities LLC. Frances has been in the financial services industry since March 7, 2018. Frances is registered with the state of Pennsylvania. Frances is a Series 6 and Series 63 licensed professional. Frances has a Series SIE license. Frances specializes in helping individuals and families with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/08/2018 - Present
Nylife Securities LLC (WAYNE PA)
BC
Issued 02/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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