Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frances? Claim Your ProfileFrances Toler is a financial advisor with over 20 years of experience in the industry. Frances holds a Series 7, Series 63 and Series 65 licenses. Frances is currently affiliated with Rossby Financial, LLC and has previously held positions at Cambridge Investment Research, Inc., NYLIFE Securities LLC, and Park Avenue Securities LLC. Frances is a highly experienced advisor with a broad range of expertise. Frances's specializations include Family Office Services, financial planning, pension consulting, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. Frances has a strong commitment to providing personalized financial advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/19/2024 - Present
Rossby Financial, LLC (MELBOURNE FL)
MD
11/16/2015 - 08/22/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Silver Spring MD)
MD
06/11/2012 - 11/17/2015
NYLIFE SECURITIES LLC (BETHESDA MD)
MD
09/26/2001 - 06/19/2012
PARK AVENUE SECURITIES LLC (BETHESDA MD)
IA
Issued 08/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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