Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you France? Claim Your ProfileFrance Simone Wong is a financial advisor with over 30 years of experience in the industry. France has a strong background in securities trading, investment banking, and financial planning. France currently holds Series 7, 63, and SIE licenses. France also holds the Series 79TO license. France works with clients across various industries and provides a wide range of investment services, including wealth management, retirement planning, and investment banking. France is currently registered with Keefe, Bruyette & Woods, Inc. in Morristown, New Jersey. France has previously worked for companies like Sterne, Agee & Leach, Inc., Stifel, Nicolaus & Company, Incorporated, Ryan Beck & Co., Sandler, O'Neill & Partners, L.P., The Leaders Group, Inc., Salomon Smith Barney Inc., and Adams, Cohen Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/15/2013 - Present
Keefe, Bruyette & Woods, Inc. (MORRISTOWN NJ)
AL
06/29/2015 - 07/17/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
FL
07/19/2007 - 03/12/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOCA RATON FL)
FL
01/25/2005 - 07/19/2007
RYAN BECK & CO. (BOCA RATON FL)
NY
08/28/2002 - 06/24/2005
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
CO
04/09/2002 - 08/20/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
01/25/2001 - 09/28/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/30/1999 - 02/06/2001
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NA
01/11/1995 - 05/13/1996
SANDLER, O'NEILL & PARTNERS, L.P.
NA
05/26/1988 - 02/13/1995
ADAMS, COHEN SECURITIES INC.
IA
Issued 02/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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