Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franca? Claim Your ProfileFranca Borthwick is a securities professional with over a decade of experience in the financial industry. Franca has a Series 7, Series 57TO, and SIE licenses, demonstrating her expertise in the securities industry. Currently, Franca is registered with Apollo Global Securities, LLC. Prior to this, Franca worked at Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/20/2020 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NJ
10/21/2009 - 05/19/2020
GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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