Unclaimed
Franc Jerry Fraustro is a financial professional with over 20 years of experience in the industry. Franc is currently registered with Janus Henderson Distributors US LLC and holds a Series 6, 7, 63, 6TO and SIE licenses. Franc has a strong track record of success in the financial services industry, having previously worked at firms such as Icon Distributors, Inc., OppenheimerFunds Distributor, Inc., Charles Schwab & Co., Inc. and Janus Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/06/2024 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
09/18/2017 - 03/06/2024
JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)
CO
06/09/2017 - 08/31/2017
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
CO
01/24/2006 - 03/16/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
TX
09/22/2005 - 01/03/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
05/28/2004 - 07/22/2005
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
CO
04/23/1999 - 02/08/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 06/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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