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Fran Prince

Nylife Securities LLC

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About Fran Prince

Fran Prince is a financial advisor with over 37 years of experience in the industry. Fran is currently registered with Nylife Securities LLC and holds Series 6, 7, 63, and SIE licenses. Fran has a history of working with various firms including North Ridge Securities Corp, Washington Square Securities, Inc, Green Hill Financial Service Corporation, and Mayer and Meyer Resources, Inc. Fran is licensed in 18 states and has a strong track record of providing financial advice to clients.

Firm Information

Fran Prince is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fran Prince’s Registration & Firm History

NY

03/28/2002 - Present

Nylife Securities LLC (NEW YORK NY)

NY

11/29/2000 - 03/11/2002

NORTH RIDGE SECURITIES CORP. (MELVILLE NY)

CT

07/08/1993 - 11/28/2000

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NA

07/31/1986 - 07/07/1993

GREEN HILL FINANCIAL SERVICE CORPORATION

NA

06/24/1985 - 08/04/1986

MAYER AND MEYER RESOURCES, INC.

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Licenses & Designations

BC

Issued 06/17/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fran Prince.
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