Unclaimed
Fran Prince is a financial advisor with over 37 years of experience in the industry. Fran is currently registered with Nylife Securities LLC and holds Series 6, 7, 63, and SIE licenses. Fran has a history of working with various firms including North Ridge Securities Corp, Washington Square Securities, Inc, Green Hill Financial Service Corporation, and Mayer and Meyer Resources, Inc. Fran is licensed in 18 states and has a strong track record of providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/28/2002 - Present
Nylife Securities LLC (NEW YORK NY)
NY
11/29/2000 - 03/11/2002
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
CT
07/08/1993 - 11/28/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NA
07/31/1986 - 07/07/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
NA
06/24/1985 - 08/04/1986
MAYER AND MEYER RESOURCES, INC.
BC
Issued 06/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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