Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fran? Claim Your ProfileFran Amy Scharf is an investment advisor representative, with over 30 years of experience in the financial services industry. Fran has worked with Raymond James & Associates, Inc. since April 2016. Prior to Raymond James, Fran worked at UBS Financial Services Inc. from September 2006 to May 2016. Fran is licensed to provide investment advice in the state of Connecticut. Fran is currently registered with FINRA. Fran holds the Series 6, 7, 63, and 66 securities licenses and the SIE examination. Fran is also a business owner of Red Roses LLC. Fran offers investment advice and financial planning services to individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, insurance companies, banking or thrift institutions, and state or municipal government entities. Fran provides financial planning, portfolio management, selection of other advisors, educational seminars, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/22/2016 - Present
Raymond James & Associates, Inc. (WESTPORT CT)
CT
09/13/2006 - 05/10/2016
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
CT
12/23/1997 - 11/26/2004
ADVEST, INC. (HARTFORD CT)
MN
08/04/1994 - 12/31/1996
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
10/30/1989 - 09/25/1992
JOHN G. KINNARD AND COMPANY, INCORPORATED
MN
01/24/1989 - 09/25/1992
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
05/27/1987 - 10/31/1988
IRI SECURITIES CORPORATION
NA
01/08/1986 - 06/12/1987
MILLER & SCHROEDER FINANCIAL, INC.
NA
07/18/1984 - 05/13/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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