Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fraley? Claim Your ProfileFraley Carlton is a financial advisor at Raymond James Financial Services Advisors, Inc. Fraley has been in the financial services industry since 2001. Fraley holds a Series 66, SIE, Series 86 and Series 87. Fraley specializes in financial planning, portfolio management, pension consulting and educational seminars. Fraley also is the owner of Seed Investments LLC, a rental real estate business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (MOULTRIE GA)
AL
02/13/2001 - 05/19/2006
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BOTH
Issued 04/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/03/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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