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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fowler? Claim Your ProfileFowler Holton Hatley is a financial advisor currently registered with UBS Financial Services Inc. in Texas and Colorado. Fowler has worked in the financial industry since 2007 and previously worked at firms such as Citigroup Global Markets Inc. and AVM, L.P. Fowler holds the following licenses: Series 7, Series 63, Series 66, and Series 7TO, along with the Securities Industry Essentials Examination (SIE). Fowler is a registered representative and investment advisor representative, and has over 10 years of experience working with individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
04/09/2019 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
01/20/2011 - 05/17/2013
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
FL
02/05/2007 - 01/18/2011
AVM, L.P. (BOCA RATON FL)
NA
02/01/1994 - 08/09/1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
NA
02/01/1994 - 08/09/1994
MARCUS, STOWELL & BEYE, INC.
NA
11/02/1993 - 02/15/1994
TEXAS COMMERCE BROKERAGE COMPANY
BOTH
Issued 04/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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