Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fouad? Claim Your ProfileFouad Farah has been in the financial services industry since 2002. Fouad is currently registered with SG Americas Securities, LLC. Fouad has passed the Series 3, Series 7, Series 24, Series 55, Series 63, Series 79TO, Series 99TO and Series 57TO exams. Fouad holds licenses in all 50 states and the District of Columbia. Previously, Fouad was also employed by SG Americas Securities, LLC and SG Cowen Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2009 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
04/26/2004 - 03/21/2005
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/20/2002 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 12/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/18/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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