Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Forrest? Claim Your ProfileForrest James is a financial advisor in SAN MATEO, CA with over 30 years of experience in the industry. Forrest James is currently registered with Emerson Equity LLC and has been working with the firm since November of 2013. Forrest James is a Registered Representative with the firm and is also licensed as an Investment Advisor Representative. Prior to his current role, Forrest James was registered with ARI Financial Services, INC. in Overland Park, Kansas. Forrest James has a broad range of certifications including Series 7, Series 22, Series 24 and Series 63. Forrest James also has experience in the insurance and real estate industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/15/2013 - Present
Emerson Equity LLC (SAN MATEO CA)
KS
10/15/2013 - 11/05/2013
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
NJ
03/01/2001 - 12/31/2004
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NJ
05/22/1995 - 11/12/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
12/17/1985 - 05/18/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/28/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/05/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Forrest James is the right advisor for you? Invested Better is here to help.
