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Forrest Fredrick Koenig

Btig, LLC

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About Forrest Fredrick Koenig

Forrest Fredrick Koenig is a financial professional with over 23 years of experience in the industry. Forrest has been with Btig, LLC since July 12, 2023, and previously worked at JMP Securities LLC, Piper Jaffray & Co., Citigroup Global Markets Inc., and First Union Securities, Inc. Forrest is a Series 7, 63, 55, 57TO, 79TO, and SIE licensed professional and holds the Uniform Investment Adviser Law Examination. Forrest is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Forrest Koenig is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Forrest Koenig’s Registration & Firm History

CA

07/12/2023 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

11/04/2015 - 07/18/2023

JMP SECURITIES LLC (SAN FRANCISCO CA)

CA

10/19/2004 - 11/09/2015

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

NY

02/05/2001 - 07/20/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MO

04/05/1999 - 03/07/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 04/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Forrest Fredrick Koenig.
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