Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Forrest? Claim Your ProfileForrest Edward Williams has been in the securities industry since April 1973. Forrest Edward Williams currently works at Wells Fargo Clearing Services, LLC and has been registered with this firm since November 2016. Forrest Edward Williams is also registered with the firm Wells Fargo Advisors LLC. Forrest Edward Williams holds several professional licenses including Series 63, 65, 7TO, 8, 9, 10, 15, 24, SIE and PC. Forrest Edward Williams is licensed in 19 states, District of Columbia, and Virginia, and is registered as an Investment Advisor Representative in District of Columbia, and Virginia. In addition to Wells Fargo Clearing Services, LLC, Forrest Edward Williams has worked for Prudential Securities Incorporated and Thomson McKinnon Securities Inc. Forrest Edward Williams has specialized in all of the following service areas: Portfolio management for individuals, Portfolio management for businesses, Selection of other advisers, Financial Planning and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
07/10/2024 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/09/1973 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 02/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/28/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1983
Series 5 - Interest Rate Options Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 04/17/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Forrest Williams is the right advisor for you? Invested Better is here to help.
