Unclaimed
Forest L Banks is a financial advisor who has been active in the financial industry since 2004. Forest is currently registered with MGI Funds Distributors, LLC and is located in Charlotte, North Carolina. Forest has previously worked at MMC Securities LLC and Scudder Distributors, Inc. Forest holds Series 6, 7, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/13/2020 - Present
MGI Funds Distributors, LLC (Charlotte NC)
NC
11/10/2015 - 12/31/2019
MMC SECURITIES LLC (CHARLOTTE NC)
IL
03/23/2004 - 09/29/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 11/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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