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Forbes Winton Burtt

BCW Securities LLC

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About Forbes Winton Burtt

Forbes Burtt is a securities professional with over 25 years of experience in the financial services industry. He is currently registered with BCW Securities LLC. Previously, Forbes has held positions at Bryant Park Capital Securities, Inc., Wedbush Morgan Securities Inc., Tucker Anthony Incorporated, Sutro & Co. Incorporated, U.S. Bancorp Investments, Inc., Libra Investments, Inc., Paine Webber Incorporated and Drexel Burnham Lambert Incorporated. Forbes holds the Series 7, 24, 63, 79 and 99 licenses and is registered in Connecticut and New York.

Firm Information

Forbes Burtt is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Forbes Burtt’s Registration & Firm History

CT

03/24/2015 - Present

BCW Securities LLC (WESTPORT CT)

PA

10/12/2009 - 04/10/2013

BRYANT PARK CAPITAL SECURITIES, INC. (CONSHOHOCKEN PA)

CA

12/03/2001 - 09/10/2004

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

MA

02/01/2001 - 11/08/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

CA

01/31/2000 - 01/31/2001

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

MN

01/04/1999 - 01/07/2000

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NA

05/18/1993 - 01/04/1999

LIBRA INVESTMENTS, INC.

NJ

04/23/1990 - 05/26/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

01/24/1989 - 03/03/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 11/03/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Forbes Winton Burtt. Review regulatory record here.
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