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Forbes Scofield Hopper

Santander US Capital Markets LLC

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About Forbes Scofield Hopper

Forbes Scofield Hopper is a financial advisor with Santander US Capital Markets LLC in Stamford, Connecticut. Forbes has been in the financial industry since 1988 and has experience working with a variety of financial institutions, including BANC of America Securities LLC, J.P. Morgan Securities Inc., Chemical Securities, Inc., Chase Securities, Inc., and Citicorp Securities Markets, Inc. Forbes is registered with FINRA and the states of Connecticut and New York.

Firm Information

Forbes Hopper is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Forbes Hopper’s Registration & Firm History

CT

01/13/2010 - Present

Santander US Capital Markets LLC (STAMFORD CT)

NY

09/11/2006 - 01/12/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/15/1996 - 09/08/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/31/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NA

03/13/1996 - 04/04/1996

CHEMICAL SECURITIES, INC.

MD

05/13/1991 - 03/12/1996

CHASE SECURITIES, INC. (NEW YORK MD)

NY

04/19/1988 - 04/11/1991

CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/20/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Forbes Scofield Hopper.
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