Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Foram? Claim Your ProfileForam Shah is a financial advisor registered with UBS Financial Services Inc. in Washington, DC. She has been in the financial services industry since September 8, 2019, and is also registered in several other states including New York, California, and Florida. Foram holds Series 7, 63, and SIE licenses. Prior to joining UBS Financial Services Inc., Foram worked at UBS Securities LLC in Nashville, TN. Foram's specializations include retirement planning, college savings, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
04/04/2023 - Present
UBS Financial Services Inc. (WASHINGTON DC)
TN
09/09/2019 - 05/05/2022
UBS SECURITIES LLC (Nashville TN)
BC
Issued 08/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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