Unclaimed
Fomba Siafa is a financial advisor registered with the state of Pennsylvania. Fomba is currently employed with Vanguard Marketing Corp. where Fomba has been employed since 8/1/2023. Previously, Fomba was registered with PFS INVESTMENTS INC. in West Windsor, NJ from 5/11/2023 to 7/10/2023 and was registered with VANGUARD MARKETING CORPORATION from 5/1/2018 to 11/11/2019 in Malvern, PA. Fomba has passed the Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 7 exams. Fomba is registered in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/01/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
NJ
05/11/2023 - 07/10/2023
PFS INVESTMENTS INC. (WEST WINDSOR NJ)
PA
05/01/2018 - 11/11/2019
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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