Unclaimed
Fnu Shashank saurav is a registered representative with Mizuho Securities USA LLC. Fnu has been in the securities industry for over 180 days and is licensed to conduct securities business in all 50 states, the District of Columbia and Puerto Rico. Fnu has passed the Series 63, Series 86, Series 87 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 07/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/03/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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