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Fnu Shashank saurav

Mizuho Securities USA LLC

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About Fnu Shashank saurav

Fnu Shashank saurav is a registered representative with Mizuho Securities USA LLC. Fnu has been in the securities industry for over 180 days and is licensed to conduct securities business in all 50 states, the District of Columbia and Puerto Rico. Fnu has passed the Series 63, Series 86, Series 87 and SIE exams.

Firm Information

Fnu Shashank saurav is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fnu Shashank saurav’s Registration & Firm History

NY

12/19/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/13/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/03/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fnu Shashank saurav.
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