Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Floyd? Claim Your ProfileFloyd Bernard is a financial advisor with over 40 years of experience in the industry. Floyd holds the Series 6, 63, and SIE licenses and has been registered with the Securities and Exchange Commission (SEC) since 1976. Floyd has worked with various financial institutions, including Lincoln Financial Advisors Corporation, Institutional Securities Corporation, and Concourse Financial Group Securities, Inc. Currently, Floyd is an advisor with Cambridge Investment Research Advisors, Inc., providing financial and investment advice to individuals, families, and businesses. Floyd is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
LA
05/30/2024 - Present
Cambridge Investment Research Advisors, Inc. (Baton Rouge LA)
LA
12/16/2016 - 05/24/2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Baton Rouge LA)
LA
07/01/2011 - 12/16/2016
INSTITUTIONAL SECURITIES CORPORATION (Baton Rouge LA)
LA
12/02/2008 - 07/05/2011
CHOICE INVESTMENTS, INC. (BATON ROUGE LA)
LA
11/15/2005 - 10/10/2008
HARBOR FINANCIAL SERVICES, LLC (BATON ROUGE LA)
LA
03/06/2001 - 11/14/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
CA
08/03/1999 - 05/04/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IN
06/17/1976 - 07/27/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/17/1976 - 07/27/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
12/28/1981 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
IA
Issued 02/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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