Unclaimed
Floyd Ewing, a financial professional, has been in the financial industry since 1974. Floyd Ewing currently works for Equitable Advisors, LLC and is registered with FINRA and the Securities and Exchange Commission (SEC). Floyd Ewing is registered with the state of New York. Floyd Ewing holds a Series 7, Series 63, and Series 65 securities license. Floyd Ewing offers a range of services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2017 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
12/19/1974 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/19/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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