Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Floyd? Claim Your ProfileFloyd Levy is a financial advisor with over 34 years of experience in the industry. Floyd is registered with Voya Investment Management Co. LLC and has earned several industry certifications, including the Series 3, 7, 8, 9, 10, 31, and 65. Floyd has experience working with individuals, investment companies, businesses, pension and profit-sharing plans, insurance companies, banking or thrift institutions, state or municipal government entities, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/01/2013 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
NJ
04/02/2007 - 03/26/2008
MORGAN STANLEY & CO., INCORPORATED (FAIRFIELD NJ)
NY
01/30/1998 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERHEAD NY)
MO
03/13/1995 - 01/16/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
03/06/1990 - 03/10/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/05/1990 - 03/31/1990
VANDERBILT SECURITIES, INC.
NA
06/21/1988 - 02/14/1990
J. T. MORAN & CO., INC.
IA
Issued 11/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/12/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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