Unclaimed
Floyd Maurice Dukes is a financial advisor with over 20 years of experience in the industry. Floyd Dukes is currently registered with Artisan Partners Distributors LLC and has a Series 6, Series 22, Series 26, and Series 63 license. Floyd Dukes has been registered with the state of Georgia since May 3, 2001 and is registered with 53 states overall.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
02/07/2001 - Present
Artisan Partners Distributors LLC (ATLANTA GA)
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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