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Floyd Lamont Peek

THE O.n. Equity Sales Co.

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About Floyd Lamont Peek

Floyd Lamont Peek is a registered representative with The O.n. Equity Sales Co. since 1992. Floyd holds Series 7, Series 63 and SIE licenses and is registered in 11 states. Floyd has been in the securities industry since 1987. Floyd was previously registered with CAPITAL ANALYSTS, INCORPORATED from 1987 to 1992.

Firm Information

Floyd Peek is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Floyd Peek’s Registration & Firm History

TN

04/28/1992 - Present

THE O.n. Equity Sales Co. (NASHVILLE TN)

OH

04/21/1987 - 03/04/1992

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 05/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Floyd Lamont Peek.
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