Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Floyd? Claim Your ProfileFloyd Wisdom is a financial advisor with over 20 years of experience in the financial services industry. Floyd is currently registered with Charles Schwab & CO., Inc. and has previously held positions at CAPE SECURITIES INC., SUNTRUST INVESTMENT SERVICES, INC., SUNTRUST CAPITAL MARKETS, INC., and THE ROBINSON-HUMPHREY COMPANY, LLC. Floyd holds the Series 7, 9, 10, 55, 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
10/02/2015 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
GA
03/15/2013 - 07/27/2015
CAPE SECURITIES INC. (MCDONOUGH GA)
GA
06/24/2005 - 03/15/2013
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
07/27/2001 - 06/24/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
01/24/2001 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BC
Issued 02/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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