Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Floyd? Claim Your ProfileFloyd Pate is a financial advisor with over 23 years of experience in the industry. Floyd is registered with LPL Financial LLC and has been with the firm since December 2012. Floyd has a wide range of experience with investment advisory services, including portfolio management for businesses and individuals, financial planning, and educational seminars. Floyd has also worked with BB&T Investment Services, Inc. and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
12/19/2012 - Present
LPL Financial LLC (LUMBERTON NC)
NC
02/01/2010 - 12/21/2012
WELLS FARGO ADVISORS, LLC (LUMBERTON NC)
NC
11/06/2003 - 01/29/2010
BB&T INVESTMENT SERVICES, INC. (CLINTON NC)
NY
11/01/1999 - 11/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NC
02/26/1999 - 10/19/1999
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
IA
Issued 06/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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