Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Floyd? Claim Your ProfileFloyd Anderson Tucker is a financial advisor who has been in the industry since April 26, 2000. Floyd is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where they provide a wide range of financial services including portfolio management for individuals and businesses, pension consulting, and educational seminars. Floyd has previously worked with a number of other firms including Vision 4 Fund Distributors, First Dominion Capital Corp., Patrick Capital Markets, LLC, Saxony Securities, Inc., and Destra Capital Investments LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/30/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTAGE MI)
AZ
01/02/2019 - 06/23/2020
VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)
VA
09/17/2018 - 12/31/2018
FIRST DOMINION CAPITAL CORP. (RICHMOND VA)
CA
12/07/2015 - 07/28/2017
PATRICK CAPITAL MARKETS, LLC (TRABUCO CANYON CA)
MO
12/07/2015 - 12/23/2015
SAXONY SECURITIES, INC. (ST. LOUIS MO)
MT
05/12/2015 - 07/24/2015
DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)
CA
10/29/2009 - 04/11/2014
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
MA
07/18/2006 - 11/02/2009
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
PA
02/05/2004 - 07/20/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
06/22/1998 - 10/29/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
05/29/1997 - 07/17/1997
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
12/24/1996 - 06/17/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
06/06/1996 - 12/18/1996
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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