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Floris Gerbrand Van dijkum

Compass Point Research & Trading, LLC

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About Floris Gerbrand Van dijkum

Floris Gerbrand Van dijkum is a financial professional with over 12 years of experience in the industry. Floris is currently registered with Compass Point Research & Trading, LLC, a firm based in New York, NY. Prior to this, Floris has worked with Boenning & Scattergood, Inc. and Blackrock Investments, LLC. Floris holds FINRA Series 7, 86, 87 and SIE licenses as well as a Series 63 license.

Firm Information

Floris Van dijkum is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Floris Van dijkum’s Registration & Firm History

NY

06/28/2019 - Present

Compass Point Research & Trading, LLC (NEW YORK NY)

NY

09/18/2015 - 06/13/2018

BOENNING & SCATTERGOOD, INC. (New York NY)

NY

08/05/2011 - 05/21/2014

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/20/2015

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Floris Gerbrand Van dijkum.
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