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Florian L Bita

Nomura Securities International, Inc.

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About Florian L Bita

Florian Bita is a registered representative with Nomura Securities International, Inc., with over 15 years of experience in the securities industry. Florian has a strong background in trading and investment management, having worked at several prominent firms, including RBC Capital Markets, LLC, Cantor Fitzgerald & Co., and UBS Securities LLC. Florian is also a licensed principal and has successfully passed several industry exams, including Series 7, Series 24, and Series 57TO. Florian is currently registered in all 50 states and the District of Columbia, and is committed to providing clients with a comprehensive range of financial services.

Firm Information

Florian Bita is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Florian Bita’s Registration & Firm History

NY

11/28/2018 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

11/05/2013 - 05/02/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/06/2013 - 10/24/2013

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

08/02/2007 - 01/22/2013

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/24/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Florian L Bita.
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