Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Florian? Claim Your ProfileFlorian Halili is a financial professional with over 10 years of experience in the industry. Florian is currently registered with Wells Fargo Securities, LLC and is licensed in 53 states. Previously, Florian was registered with NEWOAK CAPITAL MARKETS LLC and DEUTSCHE BANK SECURITIES INC. Florian holds the Series 63, Series 79, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/22/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
11/21/2009 - 01/09/2010
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/24/2006 - 06/19/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NC
10/20/2005 - 08/31/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 12/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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