Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Florencio? Claim Your ProfileFlorencio Sandoval is a financial advisor with over 20 years of experience in the industry. Florencio currently works at Wells Fargo Clearing Services, LLC. Florencio has previously held positions at J.P. Morgan Securities LLC, Allstate Financial Services, LLC, LPL Financial LLC, Key Investment Services LLC, Chase Investment Services Corp., and WAMU Investments, Inc. Florencio holds a Series 6, 7, and 63 license as well as the Series 65 license. Florencio provides investment consulting services to institutional clients and offers financial planning and portfolio management services for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
07/07/2017 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
04/03/2013 - 07/21/2017
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
01/16/2013 - 04/03/2013
ALLSTATE FINANCIAL SERVICES, LLC (SEATTLE WA)
WA
08/15/2012 - 01/22/2013
LPL FINANCIAL LLC (MERCER ISLAND WA)
WA
12/07/2009 - 06/26/2012
KEY INVESTMENT SERVICES LLC (REDMOND WA)
WA
05/02/2009 - 12/02/2009
CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)
WA
09/28/2001 - 05/02/2009
WAMU INVESTMENTS, INC. (SEATTLE WA)
NE
11/13/2000 - 04/05/2001
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
Issued 07/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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