Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Florence? Claim Your ProfileFlorence Yagoda is a financial advisor with over 20 years of experience in the industry. Florence currently works at Citigroup Global Markets Inc., and is registered with FINRA and the state of Florida. Florence has been with Citigroup Global Markets Inc. since 2010, previously working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Columbia Management Distributors, Inc., Kenmar Securities Inc., JWH Securities, Inc., and GAM Services, Inc. Florence is a licensed Investment Adviser Representative, holds Series 7, 10, 24, 31, 63, and 65 licenses and is qualified to provide investment advice and services. Florence specializes in asset allocation advice, financial planning, and portfolio management for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/17/2018 - Present
Citigroup Global Markets Inc. (TAMPA FL)
NY
10/23/2009 - 03/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (STAMFORD CT)
CT
11/08/2007 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (STAMFORD CT)
NY
03/12/2002 - 09/17/2007
KENMAR SECURITIES INC. (NEW YORK NY)
FL
03/23/1999 - 06/13/2001
JWH SECURITIES, INC. (BOCA RATON FL)
NY
02/26/1997 - 06/09/1997
GAM SERVICES, INC. (NEW YORK NY)
IA
Issued 05/15/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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