Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Florence? Claim Your ProfileFlorence Prospero is a financial advisor with Raymond James & Associates, Inc. based in Waukesha, WI. Florence has been in the industry since August 29, 2002. Florence is registered with the state of Wisconsin as both a broker-dealer and an investment advisor representative. Florence has experience working with a wide variety of clients including high-net-worth individuals, corporations, and pension plans. In addition to her work as a financial advisor, Florence also owns a rental property with her husband.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/16/2019 - Present
Raymond James & Associates, Inc. (Waukesha WI)
WI
01/07/2005 - 09/18/2019
WELLS FARGO CLEARING SERVICES, LLC (WAUKESHA WI)
NY
08/30/2002 - 01/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Florence Prospero is the right advisor for you? Invested Better is here to help.
