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Florence Marie Simeon

Spartan Capital Securities, LLC

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About Florence Marie Simeon

Florence Simeon has been active in the securities industry since November 3, 1989. Florence currently works for Spartan Capital Securities, LLC and has been registered with the firm since December 15, 2021. Previously, Florence worked for SUNSTREET SECURITIES, LLC, ALEXANDER CAPITAL, L.P., J.P. TURNER & COMPANY, L.L.C., HALLMARK INVESTMENTS, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., MORGAN STANLEY DW INC., CHEMICAL INVESTMENT SERVICES CORP., LIBERTY SECURITIES CORPORATION, GNA SECURITIES, INC., CITICORP FINANCIAL SERVICES,INC., LANDMARK BROKERAGE SERVICES, INC., DEAN WITTER REYNOLDS INC. and BROOKS WEINGER ROBBINS & LEEDS INC.. Florence is registered as a securities agent in Connecticut, Florida and New York. Florence has passed the SIE, Series 7, Series 63 and Series 65 exams.

Firm Information

Florence Simeon is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

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Fee Structure

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Florence Simeon’s Registration & Firm History

NY

12/15/2021 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

AZ

10/25/2016 - 12/31/2019

SUNSTREET SECURITIES, LLC (AVONDALE AZ)

NY

08/13/2015 - 04/27/2016

ALEXANDER CAPITAL, L.P. (NEW YORK NY)

NY

01/03/2011 - 08/11/2015

J.P. TURNER & COMPANY, L.L.C. (NEW YORK NY)

NY

08/01/2006 - 12/21/2010

HALLMARK INVESTMENTS, INC. (NEW CITY NY)

NY

10/20/2004 - 08/01/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)

NY

02/04/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

11/20/1995 - 02/02/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NA

08/01/1994 - 11/28/1995

CHEMICAL INVESTMENT SERVICES CORP.

NY

11/18/1993 - 08/01/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

VA

03/22/1991 - 11/24/1993

GNA SECURITIES, INC. (GLEN ALLEN VA)

NA

09/25/1990 - 03/25/1991

CITICORP FINANCIAL SERVICES,INC.

NA

07/10/1990 - 10/03/1990

LANDMARK BROKERAGE SERVICES, INC.

NA

04/27/1987 - 03/27/1989

DEAN WITTER REYNOLDS INC.

NA

01/27/1986 - 05/20/1987

BROOKS WEINGER ROBBINS & LEEDS INC.

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Licenses & Designations

IA

Issued 03/31/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/05/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Florence Marie Simeon. Review regulatory record here.
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