Unclaimed
Florence Simeon has been active in the securities industry since November 3, 1989. Florence currently works for Spartan Capital Securities, LLC and has been registered with the firm since December 15, 2021. Previously, Florence worked for SUNSTREET SECURITIES, LLC, ALEXANDER CAPITAL, L.P., J.P. TURNER & COMPANY, L.L.C., HALLMARK INVESTMENTS, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., MORGAN STANLEY DW INC., CHEMICAL INVESTMENT SERVICES CORP., LIBERTY SECURITIES CORPORATION, GNA SECURITIES, INC., CITICORP FINANCIAL SERVICES,INC., LANDMARK BROKERAGE SERVICES, INC., DEAN WITTER REYNOLDS INC. and BROOKS WEINGER ROBBINS & LEEDS INC.. Florence is registered as a securities agent in Connecticut, Florida and New York. Florence has passed the SIE, Series 7, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/15/2021 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
AZ
10/25/2016 - 12/31/2019
SUNSTREET SECURITIES, LLC (AVONDALE AZ)
NY
08/13/2015 - 04/27/2016
ALEXANDER CAPITAL, L.P. (NEW YORK NY)
NY
01/03/2011 - 08/11/2015
J.P. TURNER & COMPANY, L.L.C. (NEW YORK NY)
NY
08/01/2006 - 12/21/2010
HALLMARK INVESTMENTS, INC. (NEW CITY NY)
NY
10/20/2004 - 08/01/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
02/04/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/20/1995 - 02/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
08/01/1994 - 11/28/1995
CHEMICAL INVESTMENT SERVICES CORP.
NY
11/18/1993 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
VA
03/22/1991 - 11/24/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
09/25/1990 - 03/25/1991
CITICORP FINANCIAL SERVICES,INC.
NA
07/10/1990 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
NA
04/27/1987 - 03/27/1989
DEAN WITTER REYNOLDS INC.
NA
01/27/1986 - 05/20/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
IA
Issued 03/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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