Unclaimed
Florence Chandler is an investment advisor representative with Raymond James & Associates, Inc. Florence has been in the financial services industry since 1994. Florence has been registered with Raymond James & Associates, Inc. since 2012. Prior to joining Raymond James & Associates, Inc., Florence was a registered representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from 1996 to 2012 and at NATIONAL CITY INVESTMENTS CORPORATION and NATCITY INVESTMENTS, INC. between 1994 and 1996. Florence is registered to provide investment advice in Kentucky. Florence holds the Series 63, Series 65, Series 7 and SIE licenses. Florence specializes in providing financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
02/17/2012 - Present
Raymond James & Associates, Inc. (LOUISVILLE KY)
KY
10/24/1996 - 02/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
OH
06/01/1996 - 10/11/1996
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NA
06/27/1994 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
IA
Issued 05/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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