Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Florence? Claim Your ProfileFlorence Vargas is a registered Investment Advisor Representative with Frost Investment Advisors, LLC. Florence has been with the firm since April of 2012. Prior to joining Frost Investment Advisors, LLC, Florence worked at BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, BROADWAY BROKERAGE SERVICES, INC. and USAA INVESTMENT MANAGEMENT COMPANY. Florence holds the Series 4, 6, 7, 24, 53 and 65 securities licenses. Florence works in the San Antonio, TX office of Frost Investment Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Provide models to 3rd parties and receive asset-based fees
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2
TX
05/30/2012 - Present
Frost Investment Advisors, LLC (SAN ANTONIO TX)
TX
02/26/2007 - 09/06/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
TX
08/11/2005 - 03/06/2007
CITICORP INVESTMENT SERVICES (SAN ANTONIO TX)
TX
10/23/1996 - 03/03/2005
BROADWAY BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
01/19/1993 - 10/07/1996
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 05/29/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/2002
Series 4 - Registered Options Principal Examination
BC
Issued 03/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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