Unclaimed
Flora Baxter is a financial professional with over two years of experience in the industry. Flora is currently registered with Fidelity Brokerage Services LLC, and previously held registrations with CITIZENS SECURITIES, INC. and Fidelity Brokerage Services LLC. Flora holds the Series 66, Series 63, SIE, and Series 7 licenses, as well as registrations in 53 states and the District of Columbia. Flora’s focus is on providing comprehensive financial planning and investment advice to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
04/16/2021 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
01/14/2019 - 07/15/2019
CITIZENS SECURITIES, INC. (NASHUA NH)
NH
08/02/2016 - 01/04/2019
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 03/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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