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Flonnoya James Franklin

Cabot Lodge Securities LLC

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About Flonnoya James Franklin

Flonnoya James Franklin is a financial advisor at Cabot Lodge Securities LLC, located in Canfield, Ohio. Flonnoya has been in the financial services industry since 1997. Prior to joining Cabot Lodge Securities LLC, Flonnoya worked at IFS Securities, SCF Securities, Inc., ProEquities, Inc., GEB Financial Services Group, LLC, and Edward Jones. Flonnoya is registered with FINRA and holds Series 7, Series 63, and SIE licenses. Flonnoya is registered to sell securities in 11 states.

Firm Information

Flonnoya Franklin is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Flonnoya Franklin’s Registration & Firm History

OH

10/02/2019 - Present

Cabot Lodge Securities LLC (Canfield OH)

OH

02/06/2019 - 10/10/2019

IFS SECURITIES (Canfield OH)

OH

12/23/2016 - 02/28/2019

SCF SECURITIES, INC. (CANFIELD OH)

OH

05/01/2006 - 01/20/2017

PROEQUITIES, INC. (YOUNGSTOWN OH)

FL

06/03/2005 - 05/26/2006

GEB FINANCIAL SERVICES GROUP, LLC (DUNEDIN FL)

MO

04/11/1997 - 05/24/2005

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 04/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Flonnoya James Franklin. Review regulatory record here.
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