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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Flavio? Claim Your ProfileFlavio Sugiyama is a financial advisor with over 8 years of experience in the industry. Flavio is currently registered with Morgan Stanley in Florida and Texas. Flavio has previously been registered with UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Flavio has a Series 66, Series 7, and SIE license. Flavio specializes in providing financial advice and investment management services to a wide range of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
11/12/2021 - Present
Morgan Stanley (Miami FL)
FL
11/10/2015 - 12/09/2021
UBS FINANCIAL SERVICES INC. (Miami FL)
FL
06/04/2013 - 11/04/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 07/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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