Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Flavio? Claim Your ProfileFlavio Figueroa is a financial advisor with Canaccord Genuity LLC. He is registered with FINRA and has a Series 7, Series 99TO and SIE. Flavio Figueroa has been in the industry since 2008 and previously worked at Canaccord Genuity Securities LLC and Natxis Bleichroeder Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/12/2014 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
06/06/2011 - 09/26/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
02/26/2001 - 06/24/2005
NATEXIS BLEICHROEDER INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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