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Firoz Vohra

Charles Schwab & CO., Inc.

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About Firoz Vohra

Firoz Vohra is a financial advisor who has been in the industry since 2015. Firoz has a wide range of experience, having worked for several prominent firms, including J.P. Morgan Securities LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Firoz is currently registered with Charles Schwab & CO., Inc. and is licensed to provide financial advice in 53 states and the District of Columbia. Firoz has also completed several industry exams including the Series 7, Series 3, and the SIE exam. Firoz holds the Certified Financial Planner designation.

Firm Information

Firoz Vohra is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Firoz Vohra’s Registration & Firm History

IL

09/13/2021 - Present

Charles Schwab & CO., Inc. (Chicago IL)

IL

08/12/2016 - 08/26/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TINLEY PARK IL)

IL

06/04/2015 - 07/07/2016

MORGAN STANLEY (CHICAGO IL)

IL

04/03/2015 - 05/19/2015

J.P. MORGAN SECURITIES LLC (COUNTRY CLUB HILLS IL)

IL

01/27/2015 - 04/16/2015

TRANSAMERICA FINANCIAL ADVISORS, INC (PALATINE IL)

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Licenses & Designations

BOTH

Issued 06/15/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/12/2013

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Firoz Vohra.
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