Unclaimed
Firdaus Parvez Pohowalla is an investment banking professional with over 20 years of experience in the financial industry. Firdaus is currently registered with Cascadia Capital, LLC and is based in Seattle, Washington. Firdaus has a strong background in securities and investment banking, having previously worked at Barclays Capital Inc. and UBS Securities LLC. Firdaus holds Series 7, SIE, and Series 79TO licenses. Firdaus holds a Series 63 license and is registered in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
10/02/2017 - Present
Cascadia Capital, LLC (SEATTLE WA)
NY
10/01/2009 - 06/02/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
CA
09/10/2002 - 12/10/2008
UBS SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 04/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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