Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fionnuala? Claim Your ProfileFionnuala Wehrman is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Fionnuala has been in the industry since March 4, 2000. Fionnuala has passed the Series 7, Series 9, Series 10, Series 63, and Series 66 exams. Fionnuala is licensed in 53 states, including Texas, Arkansas, Louisiana, and Oklahoma. Fionnuala has previously worked at LPL Financial LLC and Morgan Stanley. Fionnuala specializes in portfolio management for individuals and businesses, pension consulting, and providing educational seminars. Fionnuala is also involved in some outside business activities, primarily relating to rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/13/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
04/08/2014 - 11/05/2014
LPL FINANCIAL LLC (DALLAS TX)
HI
06/01/2009 - 03/21/2014
MORGAN STANLEY (HONOLULU HI)
TX
02/10/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FT. WORTH TX)
BOTH
Issued 04/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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