Unclaimed
Fiona Anderson is a registered representative and investment banking professional with over 10 years of experience in the financial services industry. Fiona is currently associated with KPMG Corporate Finance LLC and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fiona holds a Series 7, 79, 82TO, and SIE licenses. Fiona is registered to do business in New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/20/2019 - Present
Kpmg Corporate Finance LLC (NEW YORK NY)
NY
01/03/2013 - 10/31/2017
KPMG CORPORATE FINANCE LLC (NEW YORK NY)
NY
09/27/2007 - 11/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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