Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fiona? Claim Your ProfileFiona Ng is a registered representative with Dinosaur Financial Group, LLC. Fiona has been in the securities industry since August 2, 2019. Fiona has Series 7, 24, 99TO and SIE licenses. Fiona holds a Compliance Officer Examination and General Securities Principal Examination license. Fiona was previously employed at MAXIM GROUP LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/14/2023 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
02/14/2018 - 02/24/2022
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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