Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fiona? Claim Your ProfileFiona Alfred is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Fiona has over 15 years of experience in the financial services industry. Fiona is a graduate of the University of Central Florida and holds the Series 6, 7, 63, and 66 licenses. Fiona specializes in providing financial advice to individuals, families, and businesses. Fiona is committed to helping her clients achieve their financial goals through a personalized approach. Fiona has previously worked with Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TITUSVILLE FL)
FL
12/11/2020 - 03/29/2022
WELLS FARGO CLEARING SERVICES, LLC (COCOA FL)
FL
10/01/2012 - 06/26/2019
J.P. MORGAN SECURITIES LLC (ORLANDO FL)
NJ
08/28/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MOUNT FREEDOM NJ)
BOTH
Issued 10/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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