Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Finn? Claim Your ProfileFinn Michael Oconnor is an investment professional with FTP Securities LLC. Finn is registered with FINRA as a Registered Representative and is also licensed to sell securities in California. Finn has a strong background in the financial services industry, having passed the Series 63, Series 79TO, and SIE exams. Finn's experience combined with his commitment to client service makes him a valuable asset to the FTP Securities team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/13/2024 - Present
FTP Securities LLC (SAN FRANCISCO CA)
BC
Issued 05/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/10/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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