Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Filomena? Claim Your ProfileFilomena Monica Manganiello is a financial advisor with Wells Fargo Clearing Services, LLC. Filomena has been in the financial services industry since August 1998. Filomena is registered to provide investment advice in California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Jersey and New York. Filomena's previous employers include Wells Fargo Advisors, LLC, and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/23/2015 - Present
Wells Fargo Clearing Services, LLC (KATONAH NY)
NY
02/02/2012 - 10/01/2014
WELLS FARGO ADVISORS, LLC (ARMONK NY)
NY
10/01/2000 - 11/03/2010
WELLS FARGO ADVISORS, LLC (YORKTOWN HEIGHTS NY)
NC
12/17/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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