Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Filippos? Claim Your ProfileFilippos Stratos is a registered representative with Guggenheim Securities, LLC. Filippos has been in the securities industry since September 16, 2017. Filippos has a Series 7, Series 63, Series 24 and Series 79TO license. Filippos is registered in New York. Filippos was previously employed by Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/26/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
12/13/1994 - 09/19/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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