Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Filippo? Claim Your ProfileFilippo Venini is a financial professional with over 20 years of experience in the industry. Currently, Filippo is registered with Cowen and Co. as a securities representative. Previously, Filippo worked with Credit Suisse Securities (USA) LLC. Filippo has a wide range of licenses and certifications, including Series 7, Series 3, Series 55, Series 57TO, and Series 63, and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/30/2018 - Present
Cowen AND Co. (NEW YORK NY)
NY
10/13/2000 - 06/12/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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